Insider Trading: Rules & Analysis

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Learning Objective: By completing this Nano Learning course, participants will be able to:

  • Define a corporate insider and identify the key SEC forms (Form 3, 4, and 5) required for reporting trades.
  • Explain how a Rule 10b5-1 plan provides a 'safe harbor' for insiders to conduct legal trades.

Category: Finance

Level: Basic

Credits: 0.2

Prerequisites: None

Advance Prep: None

Delivery Method: Nano Learning

Course Assessment

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